Photo of Marlon Paz

Marlon Paz is head of Mayer Brown’s Broker-Dealer Regulation & Compliance practice. He counsels broker-dealers and other financial services firms in matters related to securities regulation, SEC and FINRA enforcement, internal investigations and examinations, and compliance. Marlon also provides advice with respect to acquisitions of securities broker-dealers and investment advisers.

View full profile on MayerBrown.com.

CARES Act Enacted into Law! This is the biggest economic stimulus in our nation’s history, and will have far reaching effects on individuals and commercial businesses across industry sectors.  Stay tuned for further analysis.  See the full text of the Act here.

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